John Rogers - Ariel Investments,
Holding/activity history for Capital Southwest Corp (CSWC)
| Period | Shares | % of Portfolio | Activity | % Change to Portfolio | Reported Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| 2021 Q2 | 0 | 0.00 | Sell 100.00% | 0.01 | SEC | ||
| 2021 Q1 | 30,928 | 0.01 | Reduce 67.98% | 0.01 | $22.15 | $685,000 | SEC |
| 2020 Q4 | 96,598 | 0.02 | Reduce 38.14% | 0.01 | $17.75 | $1,715,000 | SEC |
| 2020 Q3 | 156,153 | 0.03 | $14.05 | $2,194,000 | SEC | ||
| 2020 Q2 | 156,153 | 0.03 | Add 4.11% | <0.01 | $13.48 | $2,105,000 | SEC |
| 2020 Q1 | 149,989 | 0.03 | Reduce 6.98% | <0.01 | $11.42 | $1,713,000 | SEC |
| 2019 Q4 | 161,240 | 0.04 | Reduce 29.37% | 0.02 | $20.81 | $3,355,000 | SEC |
| 2019 Q3 | 228,297 | 0.07 | Reduce 62.03% | 0.10 | $21.80 | $4,977,000 | SEC |
| 2019 Q2 | 601,256 | 0.16 | Reduce 11.91% | 0.02 | $20.95 | $12,596,000 | SEC |
| 2019 Q1 | 682,556 | 0.18 | Reduce 22.60% | 0.05 | $21.04 | $14,361,000 | SEC |
| 2018 Q4 | 881,804 | 0.24 | Reduce 13.67% | 0.03 | $19.22 | $16,948,000 | SEC |
| 2018 Q3 | 1,021,415 | 0.22 | Reduce 1.74% | <0.01 | $18.98 | $19,386,000 | SEC |
| 2018 Q2 | 1,039,515 | 0.22 | Add 4.82% | 0.01 | $18.11 | $18,826,000 | SEC |
| 2018 Q1 | 991,723 | 0.20 | Reduce 1.69% | <0.01 | $17.02 | $16,879,000 | SEC |
| 2017 Q4 | 1,008,803 | 0.19 | Add 4.68% | <0.01 | $16.55 | $16,696,000 | SEC |
| 2017 Q3 | 963,726 | 0.20 | Add 1.27% | <0.01 | $17.13 | $16,509,000 | SEC |
| 2017 Q2 | 951,668 | 0.19 | Reduce 0.11% | <0.01 | $16.08 | $15,303,000 | SEC |
| 2017 Q1 | 952,713 | 0.20 | Add 1.37% | <0.01 | $16.91 | $16,110,000 | SEC |
| 2016 Q4 | 939,799 | 0.19 | Add 10.92% | 0.02 | $16.15 | $15,178,000 | SEC |
| 2016 Q3 | 847,268 | 0.16 | Add 40.21% | 0.05 | $14.70 | $12,455,000 | SEC |
| 2016 Q2 | 604,281 | 0.11 | Add 143.56% | 0.06 | $13.67 | $8,261,000 | SEC |
| 2016 Q1 | 248,100 | 0.04 | Add 178.76% | 0.03 | $13.87 | $3,441,000 | SEC |
| 2015 Q4 | 89,000 | 0.02 | $13.88 | $1,235,000 | SEC | ||
| 2015 Q3 | 89,000 | 0.06 | Reduce 12.32% | <0.01 | $47.40 | $4,219,000 | SEC |
| 2015 Q2 | 101,500 | 0.06 | Reduce 6.67% | <0.01 | $49.93 | $5,068,000 | SEC |
| 2015 Q1 | 108,752 | 0.06 | Reduce 13.69% | <0.01 | $46.42 | $5,048,000 | SEC |
| 2014 Q4 | 126,000 | 0.06 | Add 47.54% | 0.02 | $37.91 | $4,777,000 | SEC |
| 2014 Q3 | 85,400 | 0.04 | Add 5.96% | <0.01 | $35.77 | $3,055,000 | SEC |
| 2014 Q2 | 80,600 | 0.04 | Add 29.22% | <0.01 | $36.00 | $2,902,000 | SEC |
| 2014 Q1 | 62,375 | 0.03 | Add 65.12% | 0.01 | $34.73 | $2,166,000 | SEC |
| 2013 Q4 | 37,775 | 0.02 | Buy | 0.02 | $34.86 | $1,317,000 | SEC |